The Utah federal district court ordered the U.S. Securities and Exchange Commission to pay seven figures in attorney and receivership fees to two Am Law 100 firms and […]
SEC Enforcement Chief: ‘It’s No Longer Really a Question of If We’ll Find Out About a Violation, but When’
Companies should be going above and beyond what’s legally required to earn leniency from the Securities and Exchange Commission, its top enforcement official said at a gathering of […]
SEC Escalates Fight With Robinhood, Sending Wells Notice Over Crypto Unit
Robinhood legal chief Dan Gallagher’s life just got harder. Over the weekend, the company disclosed in an 8-K that it received a “Wells Notice” from the U.S. Securities […]
White-Collar Boutique Launches in DC With Former SEC Official, Cranfill Sumner Partners
A North Carolina-founded law firm has launched a Washington, D.C., office affiliate, hiring a senior Securities and Exchange Commission official for the white-collar defense practice. Cranfill Sumner on Wednesday […]