As we have explained in prior articles, artificial intelligence (AI) promises to be a game-changing tool in many areas, including corporate compliance. As more companies deploy AI tools […]
Compliance Challenges and Legal Insights
In 2020, the SEC formalized Rule 206(4)-1 (the Marketing Rule) under the Investment Advisers Act of 1940 (the Advisers Act) with the goal of codifying the multiple sources […]
Simpson Thacher to Face UK Tribunal Over Anti-Money Laundering Compliance Allegations
The Solicitors Regulation Authority has referred law firm Simpson Thacher & Bartlett to the Solicitors Disciplinary Tribunal in London over allegations of historic anti-money laundering compliance shortcomings. In […]
New Global Regs Hitting Companies Already Facing Increased Compliance Challenges in US
New Global Regs Hitting Companies Already Facing Increased Compliance Challenges in US | Law.com Page Printed From: https://www.law.com/2024/05/10/new-global-regs-hitting-companies-already-facing-increased-compliance-challenges-in-us-292-182946/ Credit: Anton Balazh/Adobe Stock NEWS In the United States, regulators […]